Students may be named as principal investigator on a protocol or consent form.
A Principal Investigator (PI) or Co-Investigator (Co-I) is defined as the project director or principal or principal investigator and any other person, regardless of title or position, who is responsible for the design, conduct, reporting of research, or proposed for such funding, which may include, for example, collaborators or consultant. PIs and Co-Is should never be designated as ‘study team member’ in the eIRB+ application and students cannot be listed as PI or Co-I. Show
Principal Investigator ResponsibilitiesEvery research study requires a Principal Investigator (PI). A PI is the individual who has the primary responsibility for ensuring the ethical conduct of the research study and assumes full responsibility for the conduct of the research. This includes:
Every research study requires a Principal Investigator and this person takes full responsibility for the conduct of the study. As study PI, you agree to adhere to the obligations to serve as an investigator as outlined in the Investigator Manual (HRP-103). The Principal Investigator leads a project and accepts overall responsibility for its direction, financial oversight, responsible conduct of research, adhering to research compliance and regulatory requirements, and adhering to the financial terms and conditions of the relevant award, relevant Northwestern University and sponsor policies. Principal Investigator Eligibility & PermissionsIndividuals who are trainees or students, including undergraduate and graduate students, research assistants, residents, fellows, Masters or Doctoral Candidates, or Postdoctoral Researchers may not serve as the study’s PI.
If, based on University status or title, you fall into the “case-by-case” category, please contact the Associate Vice President for Research via email to request permission for such faculty. When submitting the request to serve as a Principal Investigator of a study, you must include the following information in the request:
As part of each new protocol submission, the department chair, division chief, school dean, unit director or hospital system supervisor must attest that the individual is qualified by training and experience to serve as the Principal Investigator providing oversight for the proposed research and for the required clinical procedures. Such requests should be submitted only for a particular project with a specified project period. If the Associate Vice President of Research grants approval, upload a PDF of the confirmation email into the Supporting Documents section of your eIRB+ application. Incoming Principal Investigators with Ongoing ResearchIf you are joining Northwestern University from another institution and you plan to continue an existing research study initiated elsewhere:
Outgoing Principal InvestigatorsIf you are leaving and intend to stay engaged in a human research study you must submit a modification in eIRB+. Please see the Principal Investigator Transfer of Responsibility Guidelines webpage for more information. Additional Information
What is your title Principal Investigator?What is a Principal Investigator (PI)? A Principal Investigator or PI is the individual responsible for the preparation, conduct, and administration of a research grant, cooperative agreement, training or public service project, contract, or other sponsored project.
What is the meaning of Principal Investigator?The person(s) in charge of a clinical trial or a scientific research grant. The principal investigator prepares and carries out the clinical trial protocol (plan for the study) or research paid for by the grant.
What is a Principal Investigator in a lab?The Principal Investigator (PI) is a faculty member or research scientist appointed by the University to conduct research. The PI has overall responsibility for safety and compliance in his or her laboratory, although the below responsibilities can be delegated to a competent designee(s) in the laboratory.
Is a PHD student a Principal Investigator?Answer. No. Students may not serve as either a Principal Investigator, Mulitple-Principal Investigator, or Co-Principal Investigator.
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