What is the tree structure of personality?

], the authors evaluate the status of personality traits in animals. The animal literature provides strong evidence that personality does exist in animals. That is, personality ratings of animals: [a] show strong levels of interobserver agreement, [b] show evidence of validity in terms of predicting behaviors and real-world outcomes, and [c] do not merely reflect the implicit theories of observers projected onto animals. Although much work remains to be done, the preliminary groundwork has been laid for a comparative approach to personality.

Introduction

Personality characteristics have been examined in a broad range of nonhuman species including chimpanzees, rhesus monkeys, ferrets, hyenas, rats, sheep, rhinoceros, hedgehogs, zebra finches, garter snakes, guppies, and octopuses [for a full review, see Gosling, 2001]. Such research is important because animal studies can be used to tackle questions that are difficult or impossible to address with human studies alone. By reaping the benefits of animal research, a comparative approach to personality can enrich the field of human personality psychology, providing unique opportunities to examine the biological, genetic, and environmental bases of personality, and to study personality development, personality-health links, and personality perception. However, all of these benefits hinge on the tenability of the personality construct in non-human animals. Thus, the purpose of the present paper is to address a key question in the animal domain: is personality real? That is, do personality traits reflect real properties of individuals or are they fictions in the minds of perceivers?

Thirty years ago, the question of the reality of personality occupied the attention of human-personality researchers, so our evaluation of the comparative approach to personality draws on the lessons learned in the human domain. Mischel’s [1968] influential critique of research on human personality was the first of a series of direct challenges to the assumptions that personality exists and predicts meaningful real-world behaviors. Based on a review of the personality literature, Mischel [1968] pointed to the lack of evidence that individuals’ behaviors are consistent across situations [Mischel & Peake, 1982]. Over the next two decades, personality researchers garnered substantial empirical evidence to counter the critiques of personality. In an important article, Kenrick and Funder [1988] carefully analyzed the various arguments that had been leveled against personality and summarized the theoretical and empirical work refuting these arguments.

The recent appearance of studies of animal personality has elicited renewed debate about the status of personality traits. Gosling, Lilienfeld, and Marino [in press] proposed that the conditions put forward by Kenrick and Funder [1988] to evaluate the idea of human personality can be mobilized in the service of evaluating the idea of animal personality. Gosling et al. [in press] used these criteria to evaluate research on personality in nonhuman primates. In the present paper, we extend their analysis to the broader field of comparative psychology, considering research on nonhuman animals from several species and taxa. Kenrick and Funder’s paper delineates three major criteria that must be met to establish the existence of personality traits: [1] assessments by independent observers must agree with one another; [2] these assessments must predict behaviors and real-world outcomes; and [3] observer ratings must be shown to reflect genuine attributes of the individuals rated, not merely the observers’ implicit theories about how personality traits covary. Drawing on evidence from the animal-behavior literature, we evaluate whether these three criteria have been met with respect to animal personality.

Section snippets

Criterion 1: Independent assessments must agree

If individual differences in personality exist and can be detected, then independent observers should agree about the relative standing of individuals on personality traits. The preponderance of evidence supports the conclusion that humans agree strongly in their ratings of other humans; studies typically elicit interobserver agreement correlations in the region of .50 [e.g., Funder, Kolar, & Blackman, 1995; McCrae, 1982], and provide a benchmark by which judgments of animals can be evaluated.

Criterion 2: Assessments must predict behaviors and real-world outcomes

Ultimately, for personality traits to have value, they must predict behaviors and real-world outcomes. Thus, one of Mischel’s [1968] most pointed criticisms of personality was to argue that personality traits rarely predict behaviors or real-world outcomes at meaningful levels, with trait-behavior correlations rarely exceeding .30.

Mischel’s critique prompted two major responses. First, researchers argued that trait–behavior correlations should be measured using aggregates of behavior codings

Criterion 3: Ratings must reflect attributes of targets, not observer’s implicit personality theories

In recent years, several studies of personality structure in animals have been published [see Gosling & John, 1999 for a review]; each of these studies has identified a number of broad dimensions, which often resemble the dimensions found in studies of humans. These findings could be taken as evidence that animals have personality. However, it is possible that observers are not detecting the true structure of personality traits in animals, but are instead simply “filling in the blanks” using

Summary

Personality research in animals fares relatively well when held to the standards expected of human personality research—there is strong evidence that personality does exist in animals. That is, personality ratings of animals show strong levels of interobserver agreement, and these assessments show evidence of validity in terms of predicting behaviors and real-world outcomes, such as susceptibility to disease progression. Finally, these assessments do not merely reflect the implicit theories of

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