What is meant by the 5 Whys?

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What Does 5 Why Analysis Mean?

5-why-analysis is a group analysis method designed to get to the root of a problem quickly. The strategy requires that technical experts be present to analyze the symptoms to identify the root cause. The technique involves asking why with regards to a problem, getting an answer, then continuing to ask why in order to uncover layers of the issue, eventually revealing the root cause of the issue.

Safeopedia Explains 5 Why Analysis

The five-why-analysis method does not necessarily require or limit itself to asking 'why' five times. The idea is to keep asking why until the root cause of the problem is established. The analysis is based upon the premise that root causes are often caused by a lack of robust systems or processes and that there is no set process to work through. After establishing what the root cause is, the team is then able to work systematically towards a solution.

Quality Glossary Definition: Five whys

The five whys and five hows techniques constitute a questioning process designed to drill down into the details of a problem or a solution and peel away the layers of symptoms. The technique was originally developed by Sakichi Toyoda who stated that "by repeating why five times, the nature of the problem as well as its solution becomes clear."

The five whys are used for drilling down into a problem and the five hows are used to develop the details of a solution to a problem. Both are designed to bring clarity and refinement to a problem statement or a potential solution and get to the root cause or root solution.

Figure 1: Five Whys Process

What is meant by the 5 Whys?

When to Use

While both methods are techniques to expand the horizon of a team searching for answers, there are distinct uses for five whys and five hows. However, both of these two techniques force a team to develop a better and more detailed understanding of a problem or solution and will be helpful in the root cause analysis process.

  • Use the five whys technique when you want to push a team investigating a problem to delve into more details of the root causes. The five whys can be used with brainstorming or the cause-and-effect diagram.
  • Use the five hows technique to develop more details of a solution to a problem under consideration. The five hows can be used with brainstorming and a solution-focused cause-and-effect diagram.

How to Use

Materials needed: Chart paper and pen/markers.

  1. Draw a box at the top of a piece of flip chart paper and clearly write down the problem or solution to be explored.
  2. Below the statement box draw five lines in descending order.
  3. Ask "why" or "how" five times and write the answers on the lines drawn from number one to five.
  4. It may take less or more than five times to reach the root cause or solution. 

Five whys technique example

Too much TV and video games

Why?

Few community-sponsored recreation programs

Why?

No family recreational activities

Why?

No safe play area

Why?

Lack of resources

Why?

Five hows technique example

Less TV and video games

How?

More community-sponsored recreation programs

How?

More family recreational activities

How?

Safe play areas

How?

Additional resources

How?

Five Whys and Five Hows Resources

You can also search articles, case studies, and publications for five whys and five hows resources.

Digging For The Root Cause (Six Sigma Forum Magazine) Six Sigma training covers five popular identification tools, including the five whys technique, because some aspects of these tools are usually overlooked, such as when and where to stop and how to differentiate multiple causes through a weighing system that prevents loss of focus.

The Art of Root Cause Analysis (Quality Progress) A Master Back Belt discusses the process, the benefits, and the problems of using the five whys technique for root cause analysis.

Five Whys and a Why Not (Quality Progress) This article discusses adding a "why not?" question to the five whys line of questioning, arguing that the method will be significantly enhanced while still maintaining the simplicity of the original method.

Why Ask Why? (Quality Progress) Using the five whys technique is valuable to discovering latent causes because identifying them early can prevent other organizational issues.

Turning ‘Who’ Into ‘How’ (Quality Progress) When things go wrong, the goal should be to move away from trying to determine "who" was at fault and quickly transition into a problem-solving mindset of "how" to make things better.

Excerpted from The Public Health Quality Improvement Handbook, ASQ Quality Press.

What is the 5 Whys to explain?

Five whys (or 5 whys) is an iterative interrogative technique used to explore the cause-and-effect relationships underlying a particular problem. The primary goal of the technique is to determine the root cause of a defect or problem by repeating the question "Why?" five times.

What are the 5 Whys questions?

The core idea of the 5 Whys system is exactly what it sounds like: ask the question “Why?” five times to understand the root cause of an issue..
“Why did the robot stop?” ... .
“Why is the circuit overloaded?” ... .
“Why was there insufficient lubrication on the bearings?”.

What is the origin of the five whys?

The technique was originally developed by Sakichi Toyoda who stated that "by repeating why five times, the nature of the problem as well as its solution becomes clear." The five whys are used for drilling down into a problem and the five hows are used to develop the details of a solution to a problem.